TECHNOLOGY EXPLAINER
Explainable AI and Materials Insight
Checking "why did it predict that?" against a materials engineer's expertise
Even when a machine-learning prediction is right, a materials engineer cannot decide the next step without knowing "why is this material said to be good?". That is where "explanation" methods such as SHAP come in. But if the "important features" they return are taken directly as causes in the material, the judgement can go wrong. This article uses figures and small calculations to show what explanation methods actually do, and uses our own synthetic data to check that look-alike features split the importance and that correlation is not causation. It then sets out how to check an explanation against a materials engineer's expertise and confirm it by experiment.
- The short version, what to know first, and where this fits in the series
- What explainability is: two roads
- Three ways to get feature importance
- Look-alike features split the importance
- Correlation and causation: an explanation does not tell you the cause
- Checking against a materials engineer's expertise
- Choosing models that are interpretable from the start
- A materials engineer's view
- Limits, what we could not confirm, and a summary
- How to read the yardsticks and standards
- Glossary
- References
- Claim-to-source audit
Sourced = stated in a published source (linked)
Our calculation = a value computed in this article from the stated assumptions
Not yet confirmed = plans, targets, drafts, work in progress, outlooks: not settled
Our own reading for materials engineers is marked as commentary. Inference is shown in bold.
1. The short version, what to know first, and where this fits in the series
- Explainable AI (XAI) is the technology of showing the "reasons" for a prediction in a form people can understand. The best known, SHAP, splits one prediction into "the contribution of each feature" Sourced[Ref. 1]. But this explains "how the model uses features", not "whether the feature is a cause in the material"
- Look-alike features split the importance. In our synthetic data (y is determined by x1 alone), adding an x2 that closely tracks x1 (correlation 0.99) gave x2 an average of 25% of the importance. Across 12 models with the same accuracy, the share of x1 varied from 60 to 81% Our calculation. "High importance" does not mean "cause"
- An explanation is a hypothesis. It becomes knowledge only after you check, in order, that it survives rebuilding the model, that it agrees with materials expertise, and that it holds in an experiment that fixes the other conditions Sourced[Ref. 2]
Machine learning is "an approximator that learns trends from past data". A feature is the material expressed in numbers (a descriptor, the "business card": composition, structure and conditions turned into numerical items). Explanation methods are tools for examining "which features, and how much, did that approximator use to give its answer" (see our explainers on machine learning and neural networks and on materials data and descriptors). "Correlation" is a relationship in which two quantities rise and fall together; "causation" is a relationship in which changing one changes the other.
A good order is our explainer on small-data machine learning (building a model with little data) and the one on uncertainty and applicability domain (how far to trust it), and then this article (why did it predict that?). Interpreting local environments in GNNs is covered in our graph neural network explainer, and combination with Bayesian optimization in the Bayesian optimization explainer.
2. What explainability is: two roads
The demand to know "why" an AI predicted something is strong well beyond materials. In researchers' terms, interpretability and explainability are similar but slightly different words. Oviedo et al. review interpretable and explainable machine learning in materials science and chemistry and state that there are trade-offs among the understandability, completeness and scientific validity of an explanation Sourced[Ref. 2]. Roscher et al. list transparency, interpretability and explainability as the core elements of explainable machine learning for the natural sciences, and say that domain knowledge is a prerequisite for explanation Sourced[Ref. 3].
- A. Models that are transparent from the start: linear regression, decision trees, symbolic regression that searches for a short formula, and so on. The formula or the branches are the explanation. Rudin argues that for high-stakes decisions one should use models that are interpretable from the start rather than explaining black boxes afterwards Sourced[Ref. 4].
- B. Explaining a black box afterwards: for accurate models such as random forests, neural networks and GNNs, apply methods such as permutation importance or SHAP.
NIST's four principles of explainable AI (September 2021) are: the system gives an explanation; it is meaningful to the user (different users need different explanations); the explanation is accurate (it reflects what the system actually did); and knowledge limits are respected (the system operates only under the conditions it was designed for and when it has sufficient confidence) Sourced[Ref. 5]. For a materials engineer, a "meaningful explanation" is one that can be compared with the engineer's expertise.
3. Three ways to get feature importance
Here are three common methods in brief. All of them examine "which features matter, and how much" from the model.
- Permutation importance: shuffle the column of one feature between rows of the data and see how much the predictions worsen. The more they worsen, the more the model is taken to rely on that feature. The importance measure inside random forests is known from Breiman's 2001 paper Sourced[Ref. 6]. Weakness: Strobl et al. point out that random-forest importance is biased toward correlated features, and give two reasons (correlated features are preferred when trees are built, and the unconditional shuffling scheme favours correlated features) Sourced[Ref. 7].
- Partial dependence: move only one feature, keep the others as in the data, and plot how the average prediction changes. Friedman's 2001 gradient-boosting paper presented tools for interpreting tree models Sourced[Ref. 8].
- SHAP: splits one prediction into "the contribution of each feature" from a baseline. Lundberg and Lee gave a framework that unifies six existing methods (additive feature importance) and showed that within this class there is a unique solution with desirable properties Sourced[Ref. 1]. For tree models (random forests and so on) optimal explanations can be computed in polynomial time, and many local explanations can be combined to examine the global structure Sourced[Ref. 9]. LIME is another method, which explains a prediction by fitting a simple model around it Sourced[Ref. 10].
A small numerical example of SHAP
Let us check the idea of SHAP with a made-up "strength" formula. There are three factors, A (additive), B (hot firing) and C (coarse grains), and strength = 40 + 20×A + 15×B − 10×C + 12×A×B. The combination of A and B (an interaction) raises the strength by 12. We explain the sample with A=1, B=1, C=0 (prediction 87).
- Baseline: the average prediction when the features take all eight combinations (55.5).
- Splitting the contributions: how much each feature pushed the value from the baseline up to the prediction is found by averaging over all the "orders of entry" (the Shapley value). The result is +14.5 for A, +12.0 for B and +5.0 for C.
- The interaction is shared: the 12 from the interaction of A and B is split half and half (6 each).
- The sum matches: 14.5 + 12.0 + 5.0 = 31.5 equals the gap between prediction and baseline (87 − 55.5).
The contribution values are Our calculation (an exact calculation of a made-up formula, using eight independent combinations of the features as the baseline; not a formula for any real material).
The coefficient of C is −10 (coarse grains lower the strength). This sample has C=0 (fine grains), so it sits on the better side of the baseline (half coarse, half fine). It is "10 × 0.5 = 5 higher than average", hence a contribution of +5.0. A SHAP contribution is "how much it pushed up relative to the baseline", not whether the feature's value is good or bad in itself.
4. Look-alike features split the importance
Material descriptors (the "business cards") include many that are similar to each other: for example ionic radius and lattice parameter, or electronegativity and an index built from it. What happens to an explanation when look-alike features are present? We checked with synthetic data.
- The data: y is determined by x1 alone (y = 3×x1 + noise). x2 is a copy of x1 made to resemble it (correlation ρ), and x3 is irrelevant. 300 training and 300 test samples. We trained a random forest and measured permutation importance on the test data, over 12 runs with different random seeds Our calculation.
- ρ = 0 (not similar): the share of x1 is 100%. It reads correctly.
- ρ = 0.9: x1 gets 93% and x2 7% (the share of x1 ranges from 89 to 96%) Our calculation.
- ρ = 0.99: x1 gets 75% and x2 25% (the share of x1 ranges from 60 to 81%) Our calculation. A quarter of the importance went to x2, which has nothing to do with y.
- The accuracy is the same: the 12 models at ρ = 0.99 have almost the same R², 0.955 to 0.968. Rebuilding without x2 gives a mean R² of 0.962, and the share of x1 returns to 100% Our calculation.
This agrees with what the literature has pointed out. Strobl et al. showed that random-forest importance is biased toward correlated features Sourced[Ref. 7]. Aas et al. state that the usual SHAP computation (Kernel SHAP), which assumes the features are independent, uses combinations of data that do not occur in reality when features are correlated, so that even for a simple linear model the explanation can be badly misleading, and propose an extension that accounts for dependence Sourced[Ref. 11]. Fisher et al. note that there are many models that fit the same data about equally well, and a feature that matters in one model may not matter in another Sourced[Ref. 12]. Molnar et al. list general pitfalls of model interpretation, including feature dependencies, interactions, uncertainty, high dimensions and unjustified causal interpretations Sourced[Ref. 13].
Importance shows that "this model uses that feature". If look-alike features exist, the model reaches the same accuracy with either, so importance can lean toward one of them or be split between them. Reading the size of importance as the size of a cause is a mistake. Remedies are: (1) treat look-alike features together (group importance); (2) remove one and rebuild; (3) use a computation that accounts for correlation; (4) use a small number of physically meaningful descriptors (commentary).
5. Correlation and causation: an explanation does not tell you the cause
The other big pitfall is mistaking correlation for causation. Take a made-up example. In one lab, there is a habit of adding more of an additive to samples fired at high temperature. It is the temperature that sets the strength; the additive has no effect. How does the data look?
- Overall, samples with more additive are stronger, with a correlation coefficient of 0.93. A model learns "the additive is important", and explanation methods say so too Our calculation.
- But when the data are split by firing temperature, the relation between additive and strength is almost flat (slopes of 3.2 at low temperature and 1.7 at high temperature, against 62 overall) Our calculation.
- As here, a correlation arises when another factor (here the firing temperature) affects both quantities. Such a factor is called a confounder.
Pearl explains that causal inference needs assumptions as well as data, and that the question "what happens if we change only one thing while leaving the others alone (an intervention)" is different from an observed correlation Sourced[Ref. 14]. Janzing et al. argue that measuring the relevance of features is a causal problem, which requires distinguishing conditional probabilities from interventions Sourced[Ref. 15]. Kumar et al. point to mathematical problems with Shapley-value importance and say that fixing them needs more complex machinery, such as causal reasoning Sourced[Ref. 16].
In their work on material descriptors, Ghiringhelli et al. state that when the scientific connection between a descriptor and the underlying mechanism is unclear, the causality of the learned relation is uncertain. They then show, with the classic example of the energy difference between zinc blende or wurtzite and rocksalt structures, how a meaningful descriptor can be found systematically Sourced[Ref. 17].
An "intervention" means changing just one thing by hand while holding the other conditions fixed. Even if the data suggest "more additive means stronger", it cannot be called a cause unless you intervene (make samples at the same temperature with only the additive amount changed) and check. Materials experiments are intervention experiments to begin with. Confirming an explanation from XAI with an intervention experiment is the most reliable check (commentary).
6. Checking against a materials engineer's expertise
We have summarised how to turn an explanation into "knowledge" in five questions.
Example: predicting phases of high-entropy alloys
Whether a solid solution (a single crystal phase in which several elements are mixed) forms has long been organised through materials knowledge. Zhang et al. (2008) summarised that the atomic size difference (δ) and the enthalpy of mixing determine the conditions for forming a solid solution, and stated that to form one an alloy should have a high entropy of mixing, a small δ, and an enthalpy of mixing that is neither strongly negative nor strongly positive Sourced[Ref. 18]. Guo et al. (2011) reported that the enthalpy of mixing is the key factor deciding between solid solutions and compounds, and that the stability of fcc and bcc solid solutions is well delineated by the valence electron concentration (VEC) Sourced[Ref. 19].
Machine-learning studies use the same kinds of features. Peivaste et al. (2023) compared machine-learning models on 5,692 experimental records covering 50 elements and 11 phase categories (XGBoost and random forests reached 86% accuracy over all phases) and state that feature importance varies across models and phases Sourced[Ref. 20]. This points the same way as our synthetic result. The viewpoints for checking an explanation against knowledge are collected in the table below.
| Viewpoint | Question | How to read it in the alloy example |
|---|---|---|
| Direction of the effect | When the feature increases, does the result rise or fall? Is it the same direction as the rule of thumb? | A larger δ makes a solid solution harder to form (Zhang et al.). If the model's explanation says the opposite, be careful |
| Ranking | Are the top features known important factors? | Do the enthalpy of mixing, δ, VEC and so on come out on top? The ranking can differ from study to study (Peivaste et al.) |
| Look-alike features | Are the top features correlated with each other? | δ, VEC and electronegativity difference can be related. Do not settle on one; look at them together |
| Unexpected features | If a feature not in the knowledge ranks high, is it chance or a discovery? | First suspect bias in the data or confounding. Then test by experiment |
| Range | Does the same hold outside the range of the data? | Outside the composition range that was learned, the explanation cannot be relied on either |
The arrangement of the table is Our calculation (organisation). Alloy knowledge is commentary based on Zhang et al. [Ref. 18], Guo et al. [Ref. 19] and Peivaste et al. [Ref. 20]. Specific numerical thresholds for δ, VEC and so on are not covered here.
7. Choosing models that are interpretable from the start
Instead of "explaining afterwards", you can choose "a model that is interpretable from the start". SISSO (Ouyang et al., 2018), which builds on the descriptor work of Ghiringhelli et al., is a compressed-sensing method that finds the best low-dimensional descriptor (a short formula) among an immense number of candidate formulas Sourced[Ref. 21].
| Method | What you learn | Limits |
|---|---|---|
| Linear regression | The coefficient of each feature (how much the result changes when it increases) | Cannot express nonlinear relations. Coefficients become unstable when features look alike |
| Decision tree | The branching conditions ("is the temperature above X?") | Shallow trees are too simple and deep trees are hard to read. The shape changes if the data change a little |
| Symbolic regression (such as SISSO) | A short formula, from which physical meaning can be considered | Depends on how candidates are built (operations and features). Hard to read when the formula grows complicated |
| Black box + SHAP and the like | How features are used in one prediction or overall | Changes with correlation, settings and the choice of model. Not a cause |
The arrangement of the table is Our calculation (organisation). Commentary based on Rudin [Ref. 4], Ouyang et al. [Ref. 21] and Molnar et al. [Ref. 13].
The "important features" that XAI returns are best used as a hypothesis: "let us run this experiment next". For instance, if it says "the additive amount seems to matter", check in this order: (1) make samples at the same temperature with only the additive amount changed (intervention); (2) measure a control (no additive) from the same lot; (3) reproduce it with another lot. If the results agree, it becomes knowledge. If not, suspect confounding or the effect of look-alike features (commentary).
8. A materials engineer's view
The surest way to make explanations easier to read is the design of descriptors. (1) Group or reduce descriptors that look alike; (2) use physically meaningful descriptors (atomic size, valence electron concentration and the like, in the language of existing knowledge); (3) record units and definitions; (4) include process conditions (temperature, time) as descriptors (to reduce confounding). As Ghiringhelli et al. note, when the link between a descriptor and the mechanism is unclear, the causality of the learned relation is uncertain Sourced[Ref. 17].
Explanation results change with settings. In a report, write down: (1) the method and settings used (permutation importance or SHAP, the background data, the random seed); (2) stability across several models and seeds (are the top features the same?); (3) feature correlations (pairs that are strongly correlated); (4) the accuracy of the model and the range of the data; (5) whether it was checked against knowledge and confirmed by experiment. That lets later readers judge for themselves (commentary).
9. Limits, what we could not confirm, and a summary
(1) What we could not confirm
- For Rudin's paper we keep to what the title says and did not confirm the detailed arguments in the text.
- We did not confirm the specific description of how importance is computed in Breiman (2001); we limit ourselves to saying that random-forest importance is known from that paper.
- For the studies by Zhang et al., Guo et al. and Peivaste et al. we stay within the abstracts and do not give specific thresholds or ranking figures.
- Our synthetic-data experiment is limited to three features, one target, a random forest and permutation importance. We did not compute SHAP values themselves on these data.
- We could not confirm a standard test for the fidelity of explanation methods for materials. The text of ISO/IEC TS 6254 is paid, and we did not check its requirements.
- Explanation methods (permutation importance, partial dependence, SHAP) explain "how the model uses features". They do not show causes in the material Sourced
- Look-alike features split the importance. In synthetic data, an irrelevant feature received 25% of the importance, and among models with the same accuracy the share of x1 varied from 60 to 81% Our calculation
- Correlation is not causation. With a confounder (here the firing temperature), an ineffective feature looks important. Confirm with an intervention experiment Our calculationSourced
- Use an explanation as a hypothesis, checked against knowledge. Five questions: is it stable, were look-alike features separated, does it agree with knowledge, is it inside the range, was it tested by intervention Sourced
- You can also choose models that are interpretable from the start. Choose according to the aim (accuracy or interpretation) and the risk Sourced
10. How to read the yardsticks and standards
The first yardstick for an explanation is fidelity (does the explanation reflect what the model actually does). Next come stability (is it the same when data or seeds change), consistency with knowledge (does it agree with what is known) and confirmation by intervention (was it tested by experiment). Even for a highly accurate model, the quality of the explanation must be checked separately. Checked on 22 October 2026.
| Item | Representative benchmarks and methods (name, source) | Standards and guidance (ISO/IEC, NIST, etc.) | Reading notes |
|---|---|---|---|
| Concepts and principles of explanation | The four principles of explainable AI (explanation, meaningful, explanation accuracy, knowledge limits) (NIST IR 8312, September 2021) [Ref. 5]Sourced | NIST IR 8312 (a NIST report; recommendation) [Ref. 5] NIST AI Risk Management Framework (AI RMF 1.0, NIST AI 100-1, 26 January 2023): lists "explainable and interpretable" as one characteristic of trustworthy AI. A voluntary framework [Ref. 22]Sourced | Recommendations and a framework, with no legal force. Not a standard specific to predicting materials |
| Organising explanation methods | ISO/IEC TS 6254:2025, Information technology - Artificial intelligence - Objectives and approaches for explainability and interpretability of ML models and AI systems (technical specification, published September 2025) [Ref. 23]Sourced | ISO/IEC 22989:2022 (AI concepts and terminology) [Ref. 24]Sourced | Guidance that organises the "objectives and approaches" of explanation across the life cycle. The text is paid and we did not check its requirements |
| Knowledge about the limits of explanation | Molnar et al.: general pitfalls of interpretation methods [Ref. 13]Sourced Aas et al., Janzing et al., Kumar et al.: premises and limits of SHAP [Refs. 11, 15, 16]Sourced | Not found (we did not find an international standard for measuring the fidelity of explanations) | Check the premises of a method (such as independence of features) |
| Consistency with materials knowledge | Zhang et al. and Guo et al. (empirical rules for alloys), Peivaste et al. (model dependence of feature importance) [Refs. 18, 19, 20]Sourced | Not found | Agreement with an empirical rule does not prove a cause |
| Confirmation by intervention | An experiment that changes one thing with the others fixed (control, replication). Pearl's idea of intervention [Ref. 14]Sourced | Not found (we did not find a standard for materials) | The final step in turning an explanation into knowledge |
The arrangement of the table is Our calculation (organisation). Numbers, titles and status were checked on the ISO and NIST pages (22 October 2026). The texts of the standards are paid, so we limit ourselves to titles and scope and do not state requirements.
Reading notes (for materials engineers)
- The quality of an explanation is separate from the accuracy of the model: models with the same accuracy give different explanations. Change seeds and models to check that the explanation is stable [Refs. 12, 20]
- NIST and ISO documents are recommendations or frameworks: the AI RMF is a "voluntary" framework and ISO/IEC TS 6254 is a technical specification. They generally gain binding force only when cited in laws or contracts (commentary) [Refs. 22, 23]
- Agreement with knowledge does not prove a cause: until it is confirmed by an intervention experiment it remains a hypothesis [Ref. 14]
11. Glossary
- Explainable AI (XAI)
- Technology and ideas for showing the reasons for an AI prediction in a form people can understand.
- Interpretable model
- A model whose mechanism itself can be read by people, such as linear regression or a decision tree.
- Post-hoc explanation
- Methods that add an explanation to a black-box model afterwards.
- Feature
- An input item of a model. For materials, a descriptor (the business card).
- Feature importance
- A guide to which features matter, and how much, for the prediction.
- Permutation importance
- A method that shuffles the column of one feature and measures importance by how much predictions worsen.
- Partial dependence
- The change in the average prediction when one feature is moved.
- SHAP
- A method that splits a prediction into the contribution of each feature from a baseline. Based on Shapley values.
- Shapley value
- An idea from cooperative games for sharing contributions fairly: average over all orders of entry.
- LIME
- A method that explains a prediction by fitting a simple model around it.
- Baseline
- The starting point from which SHAP measures contributions (such as the average prediction).
- Correlation
- A relationship in which two quantities rise and fall together. Not necessarily causal.
- Causation
- A relationship in which changing one thing changes the other.
- Confounder
- Another factor that affects two quantities and creates an apparent correlation.
- Intervention
- Changing just one thing by hand while keeping the other conditions fixed.
- Descriptor
- The "business card": a material expressed in numbers.
- Rashomon effect
- The fact that many models fit the same data about equally well, so the explanation is not uniquely determined.
- Fidelity (explanation accuracy)
- The degree to which an explanation reflects what the model actually does.
- SISSO
- A method that finds, among a vast number of candidates, the best descriptor in the form of a short formula.
- Valence electron concentration (VEC)
- The average number of valence electrons per atom in an alloy. Used as a guide to phase stability.
- Extrapolation
- Predicting outside the range of the training data.
12. References
- Lundberg S. M., Lee S.-I. "A unified approach to interpreting model predictions", Advances in Neural Information Processing Systems 30 (2017), arXiv:1705.07874 — arxiv.org/abs/1705.07874
- Oviedo F. et al. "Interpretable and explainable machine learning for materials science and chemistry", Acc. Mater. Res. 3, 597–607 (2022), DOI 10.1021/accountsmr.1c00244 — doi.org/10.1021/accountsmr.1c00244
- Roscher R. et al. "Explainable machine learning for scientific insights and discoveries", IEEE Access 8, 42200–42216 (2020), DOI 10.1109/ACCESS.2020.2976199 — doi.org/10.1109/ACCESS.2020.2976199
- Rudin C. "Stop explaining black box machine learning models for high stakes decisions and use interpretable models instead", Nat. Mach. Intell. 1, 206–215 (2019), DOI 10.1038/s42256-019-0048-x — doi.org/10.1038/s42256-019-0048-x
- Phillips P. J. et al. "Four principles of explainable artificial intelligence", NIST Interagency Report 8312 (September 2021), DOI 10.6028/NIST.IR.8312 — doi.org/10.6028/NIST.IR.8312
- Breiman L. "Random forests", Mach. Learn. 45, 5–32 (2001), DOI 10.1023/A:1010933404324 — doi.org/10.1023/A:1010933404324
- Strobl C. et al. "Conditional variable importance for random forests", BMC Bioinformatics 9, 307 (2008), DOI 10.1186/1471-2105-9-307 — doi.org/10.1186/1471-2105-9-307
- Friedman J. H. "Greedy function approximation: a gradient boosting machine", Ann. Stat. 29, 1189–1232 (2001), DOI 10.1214/aos/1013203451 — doi.org/10.1214/aos/1013203451
- Lundberg S. M. et al. "From local explanations to global understanding with explainable AI for trees", Nat. Mach. Intell. 2, 56–67 (2020), DOI 10.1038/s42256-019-0138-9 — doi.org/10.1038/s42256-019-0138-9
- Ribeiro M. T., Singh S., Guestrin C. ""Why should I trust you?": explaining the predictions of any classifier", Proc. 22nd ACM SIGKDD, 1135–1144 (2016), DOI 10.1145/2939672.2939778 — doi.org/10.1145/2939672.2939778
- Aas K., Jullum M., Løland A. "Explaining individual predictions when features are dependent: more accurate approximations to Shapley values", Artif. Intell. 298, 103502 (2021), DOI 10.1016/j.artint.2021.103502 — doi.org/10.1016/j.artint.2021.103502
- Fisher A., Rudin C., Dominici F. ""All models are wrong, but many are useful": learning a variable's importance by studying an entire class of prediction models simultaneously", J. Mach. Learn. Res. 20(177), 1–81 (2019), arXiv:1801.01489 — arxiv.org/abs/1801.01489
- Molnar C. et al. "General pitfalls of model-agnostic interpretation methods for machine learning models", Lecture Notes in Computer Science, 39–68 (2022), DOI 10.1007/978-3-031-04083-2_4 — doi.org/10.1007/978-3-031-04083-2_4
- Pearl J. "Causal inference in statistics: an overview", Stat. Surv. 3, 96–146 (2009), DOI 10.1214/09-SS057 — doi.org/10.1214/09-SS057
- Janzing D., Minorics L., Blöbaum P. "Feature relevance quantification in explainable AI: a causal problem", AISTATS 2020, arXiv:1910.13413 — arxiv.org/abs/1910.13413
- Kumar I. E. et al. "Problems with Shapley-value-based explanations as feature importance measures", ICML 2020, arXiv:2002.11097 — arxiv.org/abs/2002.11097
- Ghiringhelli L. M. et al. "Big data of materials science: critical role of the descriptor", Phys. Rev. Lett. 114, 105503 (2015), DOI 10.1103/PhysRevLett.114.105503 — doi.org/10.1103/PhysRevLett.114.105503
- Zhang Y. et al. "Solid-solution phase formation rules for multi-component alloys", Adv. Eng. Mater. 10, 534–538 (2008), DOI 10.1002/adem.200700240 — doi.org/10.1002/adem.200700240
- Guo S. et al. "Effect of valence electron concentration on stability of fcc or bcc phase in high entropy alloys", J. Appl. Phys. 109, 103505 (2011), DOI 10.1063/1.3587228 — doi.org/10.1063/1.3587228
- Peivaste I., Jossou E., Tiamiyu A. A. "Data-driven analysis and prediction of stable phases for high-entropy alloy design", Sci. Rep. 13, 22556 (2023), DOI 10.1038/s41598-023-50044-0 — doi.org/10.1038/s41598-023-50044-0
- Ouyang R. et al. "SISSO: a compressed-sensing method for identifying the best low-dimensional descriptor in an immensity of offered candidates", Phys. Rev. Mater. 2, 083802 (2018), DOI 10.1103/PhysRevMaterials.2.083802 — doi.org/10.1103/PhysRevMaterials.2.083802
- NIST "Artificial Intelligence Risk Management Framework (AI RMF 1.0), NIST AI 100-1 (26 January 2023), DOI 10.6028/NIST.AI.100-1" — doi.org/10.6028/NIST.AI.100-1
- ISO/IEC "ISO/IEC TS 6254:2025 Information technology — Artificial intelligence — Objectives and approaches for explainability and interpretability of machine learning (ML) models and artificial intelligence (AI) systems", (ISO page) — iso.org/standard/82148.html
- ISO/IEC "ISO/IEC 22989:2022 Information technology — Artificial intelligence — Artificial intelligence concepts and terminology", (ISO page) — iso.org/standard/74296.html
13. Claim-to-source audit
| Claim in the text | Basis | Category |
|---|---|---|
| The organisation of explainability and interpretability (trade-offs among understandability, completeness and scientific validity); the three elements of transparency, interpretability and explainability, and the need for domain knowledge in explanations | Reference 2 https://doi.org/10.1021/accountsmr.1c00244 Reference 3 https://doi.org/10.1109/ACCESS.2020.2976199 | Sourced |
| Rudin: the claim that for high-stakes decisions interpretable models should be used instead of explaining black boxes after the fact (to the extent of the title) | Reference 4 https://doi.org/10.1038/s42256-019-0048-x | Sourced |
| SHAP: a framework of additive feature importance unifying six existing methods, with a unique solution having desirable properties; the polynomial-time algorithm for tree models and combining local explanations into global understanding; LIME (learning an interpretable model locally around a prediction) | Reference 1 https://arxiv.org/abs/1705.07874 Reference 9 https://doi.org/10.1038/s42256-019-0138-9 Reference 10 https://doi.org/10.1145/2939672.2939778 | Sourced |
| The random forest paper (Breiman 2001) and the interpretation tools for tree models in the gradient boosting paper (Friedman 2001); the bias of random-forest importance toward correlated features and its two causes (tree building and unconditional permutation) | Reference 6 https://doi.org/10.1023/A:1010933404324 Reference 8 https://doi.org/10.1214/aos/1013203451 Reference 7 https://doi.org/10.1186/1471-2105-9-307 | Sourced |
| Aas et al.: Kernel SHAP assumes independent features and, when they are correlated, uses unrealistic combinations, so explanations can mislead even for linear models; Fisher et al.: importance can differ between equally good models; Molnar et al.: pitfalls of interpretation methods (dependence, interactions, uncertainty, high dimensions, unjustified causal reading); Janzing et al.: feature relevance is a causal problem needing the conditional/interventional distinction; Kumar et al.: mathematical problems of Shapley-based importance | Reference 11 https://doi.org/10.1016/j.artint.2021.103502 Reference 12 https://arxiv.org/abs/1801.01489 Reference 13 https://doi.org/10.1007/978-3-031-04083-2_4 Reference 15 https://arxiv.org/abs/1910.13413 Reference 16 https://arxiv.org/abs/2002.11097 | Sourced |
| Pearl: the assumptions needed for causal inference and the questions of intervention and counterfactuals; Ghiringhelli et al.: when the link between descriptor and mechanism is unclear, the causality of the learned relation is uncertain, with the example of the zinc blende/wurtzite vs rocksalt energy difference; SISSO (compressed sensing for the best low-dimensional descriptor among a huge pool of candidates) | Reference 14 https://doi.org/10.1214/09-SS057 Reference 17 https://doi.org/10.1103/PhysRevLett.114.105503 Reference 21 https://doi.org/10.1103/PhysRevMaterials.2.083802 | Sourced |
| Zhang et al.: solid-solution formation rules based on atomic size difference δ and mixing enthalpy (high mixing entropy, small δ, mixing enthalpy neither too negative nor too positive); Guo et al.: mixing enthalpy as the key to solid solution vs compound, fcc/bcc stability delineated by VEC; Peivaste et al.: 5,692 records, 50 elements, 11 phase categories, XGBoost and random forest reaching 86% accuracy over all phases, with feature importance varying across models and phases | Reference 18 https://doi.org/10.1002/adem.200700240 Reference 19 https://doi.org/10.1063/1.3587228 Reference 20 https://doi.org/10.1038/s41598-023-50044-0 | Sourced |
| The four principles of NIST IR 8312 (September 2021): explanation, meaningful, explanation accuracy, knowledge limits; AI RMF 1.0 (NIST AI 100-1, 26 January 2023; a voluntary framework in which "explainable and interpretable" is one of the characteristics of trustworthy AI); ISO/IEC TS 6254:2025 (number, title, September 2025, technical specification, scope); ISO/IEC 22989:2022 | Reference 5 https://doi.org/10.6028/NIST.IR.8312 Reference 22 https://doi.org/10.6028/NIST.AI.100-1 Reference 23 https://www.iso.org/standard/82148.html Reference 24 https://www.iso.org/standard/74296.html | Sourced |
| The made-up SHAP example (baseline 55.5, contributions A +14.5, B +12.0, C +5.0, prediction 87); the synthetic-data random-forest experiment (x1 share 100/93/75% and x2 share 0/7/25% at ρ = 0/0.9/0.99; x1 share 60-81% and R² 0.955-0.968 across the 12 models at ρ = 0.99; mean R² 0.962 without x2); the confounding data (overall correlation 0.93; slopes: overall 62, low 3.2, high 1.7) | our calculation (Python and NumPy; a self-written random forest) | Our calculation |
| The detailed arguments in Rudin's text, the specific computation of importance in Breiman's paper, specific thresholds and rankings in the alloy studies, SHAP values on the synthetic data, and a materials-specific standard for measuring explanation fidelity | not confirmed in the primary sources we could access, so not stated (commentary) | commentary |
| The readings that explanations are an entry point to research, that descriptors should be physically meaningful, what to put in reports, the five questions, and the table of checking viewpoints | our own organisation and commentary based on the published content; not views stated by the research groups | commentary |
| Note on figure types: Figs 4, 5, 6 include our calculation, Figs 2, 3, 7 are concept diagrams (vector drawings), and Figs 1, 8 are ImageGen-generated conceptual illustrations | a note by this article (commentary) | commentary |
Last updated: 22 October 2026. Sources are limited to primary material (peer-reviewed papers, arXiv papers, and official NIST and ISO pages). The simulations and numerical examples (the random forest on synthetic data, the made-up SHAP example, the confounding data) are our own calculations, not results for real materials. We could not confirm the detailed arguments in Rudin's text, the specific way importance is computed in Breiman's paper, specific thresholds and rankings in the alloy studies, SHAP values on the synthetic data, or a materials-specific standard for measuring the fidelity of explanations, so we do not state them. All figures are concept diagrams or diagrams that include our own calculation; the ImageGen images are conceptual illustrations.

